| Customer Charges and Fees |
|
 |
| Service |
Fee |
| Account Transfer In |
No Fee |
| Account Transfer Out - Full |
$125.00 † |
| Account Transfer Out - Partial |
$125.00 † |
| Electronic Funds Transfers (In or Out) |
No Fee |
| Pre-Authorized Contributions |
No Fee |
| Low Activity Account Admin Fee (per account) |
$25.00* per quarter |
| NSF Cheques |
$25.00 |
| Wire Transfer In |
No Fee |
| Wire Transfer Out - Canadian |
$25.00 plus expenses |
| Wire Transfer Out - US |
$25.00 plus expenses |
| Wire Transfer Out – International |
$25.00 US plus expenses |
| Certificate Deposit (per Issue) |
No charge |
| Certificate Withdrawal (per Issue) – Regular Delivery |
$50.00 |
| Certificate Withdrawal (per Issue) – Rush Delivery |
$300.00 |
| Safekeeping Services |
$50.00/month per certificate† |
| Trade Confirms – Electronic |
No Fee |
| Trade Confirms – Paper |
$1.50 per Trade (Max of $20.00/month) |
| Duplicate Confirm |
$5.00 per item † |
| Duplicate Statement |
$5.00 per item † |
| Duplicate Tax Form |
$5.00 per item † |
| Special Research Requests (minimum 1 hour) |
$50.00/hour † dependent on time |
| Estate Account Processing |
$100.00 per hour |
| DAP Transactions (Receipt, delivery or exchange of security against or for payment from or to a third party) |
$75.00 |
| Equity Redemption or Tender |
Same price as a trade |
| |
|
| Registered Accounts (RRSP/LIRA/RRIF/LRIF/RESP) |
|
| Annual Administration Fee |
No Fee |
| Full Withdrawal (De-Registration) |
$125.00 † |
| Partial Withdrawal |
$25.00 † |
| RRIF Scheduled Payment Cheque |
No charge |
| RRIF Scheduled Electronic Deposit |
FREE |
| Securities Swap Registered Accounts |
$35 per security |
| CCPC shares (Canadian Controlled Private Corporations) |
$300 (plus GST) initial setup cost and subject to account minimums + annual fee of $100 plus safekeeping fees if applicable |
| Mutual Funds held but not distributed by TradeFreedom |
$50.00 per fund per quarter |
| Restricted Share Transactions |
$400.00 |
| Replacement of Lost Certificate plus indemnification |
$100.00 per certificate |
| Courier/Overnight mail (upon request) |
$25.00 (variable outside Canada) |
| Cheque withdrawal fee |
No fee |
| Trade re-contracting fee |
No fee |
| Late tender/re-org instructions |
$125.00 per instance |
| Stop payment request |
$25.00 |
† Taxes may apply to certain charges
* The Low Activity Account Admin Fee is charged on a per account basis each calendar quarter. This fee will be assessed based on account balances and trade activity at the close of business on the 15th day of the 3rd month of each quarter (June 15, September 15, December 15, March 15). The Low Activity Account Admin Fee will be waived i) for new customers opening their first account during the initial 6 months following account opening, ii) for accounts of customers who have executed at least 1 commissionable trade in any one or more of their accounts during the preceding 3 months, iii) for Registered Plan accounts (RRSP, RIF, LIRA, LIF, RESP, TFSA) and Informal Trust accounts, iv) for customers with aggregate account equity greater than $10,000, provided that all accounts of the customer are fully activated and the customer maintains a valid and current mailing address on file, v) for Restricted Accounts. Commissionable trades are buys and sells of: Equities, Options, Mutual Funds subject to Commissions, and most Fixed Income instruments. Buys and Sells of GIC's, Canada Savings Bonds and Provincial Savings Bonds are not considered commissionable trades.
The above fees are effective as of December 7th, 2009. Fees or charges (excluding interest or commissions charged) relating to services provided by TradeFreedom will not be imposed or changed without 60 days prior written notice.
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